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Compliance Officer Jobs in Charlotte

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9 Jobs Found | 1 - 9 displayed
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Date Location Job Title
Feb 15,19 USA-NC-Charlotte
Wells Fargo

of the company. Wells Fargo compliance is the company’s compliance independent risk management function,... guidance (regulatory requirements), meet compliance responsibilities, and manage compliance risks. Wells Fargo compliance credibly challenges management decisions compliance

Feb 15,19 USA-NC-Charlotte
Wells Fargo

compliance Consultant 4 - Wholesale... Operations compliance The candidate will provide compliance oversight to Wholesale Operations... regulations, enterprise standards and compliance related best practices. Will asist... key enterprise and Wholesale compliance program elements with respect compliance

Feb 14,19 USA-NC-Charlotte
Compliance Consultant 3
Sponsored Job  
Wells Fargo

compliance Consultant 3 The candidate work... within compliance Controls, and Infrastructure Group... Risk Team that supports compliance programs for Securities, Government... factors that impact the compliance program, including regulations, rules,... initiatives. Additionally, this compliance Consultant will assist in compliance

Feb 14,2019 USA-NC-Charlotte

Legal Analyst
The candidate will have an interest in financial services law and a desire to gain exposure to the fast-paced financial industry. Provide legal support for private equity, loans and bond investments, including reviews of fund subscription documents, term sheets, amendments, consents,

Feb 14,2019 USA-NC-Charlotte

Legal Analyst
The candidate will have an interest in financial services law and a desire to gain exposure to the fast-paced financial industry. Provide legal support for private equity, loans and bond investments, including reviews of fund subscription documents, term sheets, amendments, consents,

Jan 16,2019 USA-NC-Charlotte

Commercial Real Estate Paralegal
The candidate will responsible for a variety of duties related to land use/zoning matters and commercial real estate acquisitions, dispositions and financing. Will work directly with our real estate and land use attorneys. Zoning/land use duties will include: prepar

Jan 23,2019 USA-NC-Charlotte

Executive Assistant/Legal Assistant
Duties: Responsible to assist with managing legal corporate counsel/risk workload.
Responsible for records management, including organizing and archiving company documents using online SharePoint library. Assists General Council in tracking legal action items, p

Feb 12,2019 USA-NC-Charlotte

Corporate Secretary
The candidate will be responsible for monitoring and maintaining the corporate governance activities of the Company, its subsidiaries, and its affiliates. These activities include but are not limited to: drafting and maintaining committee board and shareholder meeting minutes fo

Feb 12,2019 USA-NC-Charlotte

Contract Management Document Officer II
The candidate prepares, reviews, negotiates, and executes agreements with a focus on Blocked Accounts. Whilst this role is predominantly centered on blocked accounts, some involvement with other agreements â?? Card, Treasury and Trade â?? may be required. A

Feb 12,2019 USA-NC-Charlotte

Contract Management Document Officer II
Duties: Prepares, reviews, negotiates, and executes agreements for all cash management related legal documentation including master agreements and supporting documentation for account opening, products and services. Whilst this role is predominantly centered

Feb 14,2019 USA-NC-Charlotte

Senior Fiduciary Legal Analyst
The candidate will support and develop key relationships with firmâ??s Retail Investor Group, which provides investment services and products to retail clients. Specific retail business areas and matters supported by this role include investment advisory and trustee

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